Our client is reputable Private BankingTo cope with the rapid business expansion, they are now inviting high caliber candidates to join the team

Compliance Officer/Manager - AML Surveillance/Investigation - Private Banking

Responsibilities

• Responsible to review transaction alerts for any money laundering issue, collect comment from Relationship Manager as appropriate.
• Conduct investigation, meeting with relevant staff and prepare report on cases with potential suspicious transactions.
• To assist in project to enhance transaction monitoring systems and perform UAT.
• To assist in coordination of regulatory inspection and investigation.
• To ensure compliance with applicable laws and regulations.  Keep abreast on new regulations and to update Management and staff on changes in regulations.
• To identify and control compliance risks, implementing monitoring measures where required.
• To advise Business and Functions on compliance and regulatory issues.
• To support in implementing policies and procedures as a result of changes in Head Office directive or local laws and regulations and updating such rules and regulations relevant to Wealth Management.
• To carry out the client acceptance and review process and to ensure that compliance especially with issues like money laundering, due diligence on clients, know-your client process, sanctions, transaction monitoring.
• To assist in preparing relevant compliance reports pertaining to Wealth Management for submission to Head Office and ensuring the accomplishment of the Department’s mission.

Requirements

• Bachelor’s level degree or professional qualification of a tertiary institution
• Minimum 3 years compliance experience in AML Surveillance /Wealth management
• Good knowledge of AMLCompliance framework
• High accuracy and strong attention to detail 
• Familiar with Hong Kong laws and regulations
• Good command of English, Cantonese and Mandarin 
• Excellent communication and with front office interpersonal skills
• Ability to communicate effectively and follow instructions
• Pleasant disposition
• Excellent PC skills, especially in Excel and Word.
• Team player, independent, hardworking, eager to learn and attention to details and good problem solver
• Client-oriented and high adaptability to changing environment
• Able to work under pressure and deal with unclear requests as well as a high volume of requests
• Good knowledge of Good organization skills

Please send full resume with present & expected salary to expedite sourcing in MS-WORD format by clicking “APPLY NOW”

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