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Regulatory Compliance Retail Banking and Wealth Management Manager (Banking)

Talent Axis Management Consulting Group Limited

  • Company Industries:Human Resources Management/Consultancy

Job Information

  • Post Date:2017-10-23
  • Location:Not Specified
  • Salary:Salary negotiable
  • Employment Type:Full Time
  • Job Function:Retail Banking  General Management  Legal & Compliance  

Job Description

Our client, a well-established bank, is now seeking an experienced candidate to join their team.

 

Responsibilities:

  • Provide support to ensure the Group policies, governance and process oversight with the Bank.
  • Review the rules/regulations/consultation papers issued by regulatory authorities and assist in fostering the compliance culture of the Bank.
  • Drive and coordinate process reviews and transformation programmes to enhance operational efficiency and to ensure compliance.
  • Support local compliance risk managements, ensuring that they are completed effectively, with monitoring plans prepared and executed.
  • Provide compliance advice to business units of the Bank to ensure full compliance with regulatory requirements and Group Standards.

 

Requirements:

  • A recognized University degree in Accounting, Law, Risk Management, and/or related discipline.
  • Minimum of 5 years’ experience in compliance, audit or related field, with exposure to retail banking and wealth management services an advantage.
  • Sound knowledge of rules, regulations and statutory requirements from Hong Kong Monetary Authority, Securities & Futures Commission, Office of the Commissioner of Insurance and other regulatory bodies.
  • Strong self-motivation, with good communication, interpersonal, analytical and presentation skills.
  • Great sense of ownership and servicing mindset to ensure efficient and effective customer service processes

 

Interested candidates please forward your resume (in MS Word format) together with current and expected salary details by clicking the Apply Now button.

Company Info

We are expert in Talent Management solutions. Headquartered in Hong Kong, Talent Axis is a specialized recruitment firm providing service to financial institutes, commercial & industrial sectors, as well as IT & T, dealing in permanent positions, contract roles and temporary assignments.

Employment Agency Licence No.68188

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