Client Details:

Our client is a Main-Board-listed securities house in Hong Kong, with the ambition to set up a full-fledged IBD with M&A capability, a comprehensive range of product offerings as well as Research. The vision is to utilise its platform and be incorporated into its FinTech/online Wealth Management counterparts to serve vast client base both in China and overseas.

Job Details: 

•  Act as Responsible Officer to supervise SFC Type 2 regulated activities
• Formulate, review and update the operations procedures to enhance business productivity and effectiveness
• Manage and maintain relationships with both internal and external stakeholders and related Financial Institutions
• Liaise with other professional parties and communicate with relevant authorities, such as SFC, Hong Kong Stock Exchange and Hong Kong Futures Exchange

Profile:

• Holder of SFC Responsible Officer licence for Type 2
• A minimum of 5 years of relevant working experience in the financial industry
• Sound knowledge of SFO, regulations and guidelines of relevant regulatory authorities and risk management control
• Holder of Bachelor degree or above, major in Finance or related disciplines
• Margin financing experience preferred
• Ability to multi-task and work under pressure
• Possess excellent interpersonal and organizational skills, with strong sense of responsibility
• Good command of both written and spoken Chinese (Mandarin) and English

Interested parties, please submit your application, with a detailed resume indicating both present and expected salary and date of availability, online.