Key Responsibilities:

• Assist in SFC license application in preparing and setting up process, operations and infrastructure of the firm 
• Act as Responsible Officer with management responsibilities and duties to supervise SFC regulated activities of the firm 
• Manage daily operations to ensure full regulatory compliance
• Comply with all applicable laws, rules and regulations and standard of good market practices

Requirements:

• Minimum 3 years of solid experience in asset management relating to portfolio management and fund management in any one of the areas: research, proprietary trading (with discretion), private equity, special situations and dealing with alternative investments.
• Current holder of SFC unconditional Responsible Officer license for Type 1, Type 4nregulated activities preferred. However, current Type 1, Type 4 Representatives will also be considered if they have the abovementioned experiences.
• Retail (public) fund experience a big plus
• Sound knowledge of SFO, regulations and guidelines of relevant regulatory authorities and risk management control
• Solid understanding about middle and back office operations, risk controls and investment process of fund management companies 
• Ability to work under pressure, with strong analytical, leadership, presentation and interpersonal skills
• Good command of written & spoken English and Chinese (including fluency of Mandarin)

Interest parties please send your full resume with expected salary and availability by clicking "Apply Now"