Compliance Officer
EIDEALINK LIMITED
- Company Industries：Human Resources Management/Consultancy
Job Information
- Post Date：2017-12-01
- Career Level：Senior
- Location：Not Specified
- Salary：Salary provided
- Employment Type：Full Time
- Job Function：Financial Services Equities / Capital Markets Fund Management
Job Description
Our client is an investment and finance company in Hong Kong now looking for high-caliber candidates to take up the following challenging roles.
Compliance Officer
Responsibilities:
- Responsible to review, update and enhance compliance framework on various business activities and initiatives
- Update compliance policies and procedures with information on the latest regulatory requirements
- Review KYC documentation upon account opening according to guidelines set by SFC and provide advice on KYC to related staff
- Perform account transactions monitoring and AML measures
- Liaise with SFC and follow up on their enquiries and investigation requests
- Prepare monthly FRR reports to SFC
- Handle SFC licensing matters and prepare various reports as required
Requirements:
- University Degree in Accounts, Finance, Law or related disciplines
- Minimum 3 years of compliance experience in brokerage firms or financial institutions in Compliance Department
- Good knowledge of SFO, regulations and guidelines of relevant regulatory authorities and risk management control
- Good command of written and spoken English, Cantonese and Mandarin
If you are interested, please send me resume to Ms. Sally Ho email: sally@eidealink. com or give her a call for more details on Tel: (852) 9082 0937 Office: 2572 1282
(Personal data collected will be treated in strictest confidence and handled confidentially by authorized personnel for recruitment-related purposes only.)
Company Info
eideaLINK
is an independent consultancy company to provide executive search and recruitment services throughout the Asia Pacific region.
With a wide spectrum of jobs from top management, professional/technical, expert to junior level, our clients ranges from large multinational corporations to SME and specialist organizations in Hong Kong. We specialize in various
business sectors including advertising, banking and finance, information technology, marketing, telecommunications, transportation and logistics. We always take pride in knowing our clients and candidates individually to provide timely and professional recruitment
services.
Having a network of international partners throughout the globe together with a team of energetic, helpful and professional Consultants, eideaLINK is ready to be for service to you at any time.
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