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Responsible Officer (Regulated Activities 1, 4, and 9)

Standard Perpetual

  • Company Industries:Financial Services

Job Information

  • Post Date:2017-11-24
  • Location:Not Specified
  • Salary:Salary provided
  • Employment Type:Full Time, Permanent
  • Job Function:Corporate Finance  Equities / Capital Markets  General Management  

Job Description

Responsibilities:

  • Act as Responsible Officer to supervise SFC Type 1, 4 and 9 regulated activities
  • Provide support and assist to senior manager on firm’s investment function
  • Manage daily operations to ensure full regulatory compliance
  • Implement business development and marketing plan

Requirements:

  • Degree holder in Banking/Finance/Law or any related disciplines
  • Minimum 3 years solid experience in financial industry
  • A licensed Responsible Officer with unconditional licence under the SFC for Type 1, 4 and 9 regulated activities currently (those who do not have these requisite licences may be considered provided that he/she is a strong candidate to obtain such licences)
  • Sound understanding of Securities and Futures Ordinance, SFC Code of Conduct and rules
  • Possess strong leadership, analytical, communication and presentation skills

Company Info

As a rapid growing financial & professional firm, we commit to development of our people. We put people as our most important asset and require all employees to adhere to highest integrity and independence. You will find how these values, alongside technical expertise and practical experience through rigorous training, can bring you success.

The Group offers seven main stream services including Corporate and Capital Advisory, Trust, Emigration, Tax Planning, Global Investment, Wealth Management and Private Equity. We have extensive presence in Mainland China and Hong Kong and our clientele has been covering all over the World especially on medium to large enterprises, high net-worth individuals, and business professionals.

We are looking for high-caliber candidates who have passion for client services and professional excellence to join our Hong Kong team with the following position:

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