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Responsible Officer (SFC Type 4 and 9 License Holder)

United Great International Investment Limited

  • Company Industries:Others

Job Information

  • Post Date:2017-11-15
  • Location:Not Specified
  • Salary:Salary negotiable
  • Employment Type:Full Time
  • Job Function:Fund Management  

Job Description

United Great International Investment Limited

(Licensed Corporation of Type 4 &9 regulation activities)

 

Responsibility

  • To Supervise SFC Type 4 &9 regulated activities as a Responsible Officer;
  • Overall supervision of company’s operation to ensure in compliance with the Company policies, statutory rules and regulations;
  • Review and approve HKSFC related filing documents;
  • Perform due diligence, investment evaluation and financial modelling for potential investees;
  • Responsible for business development and market plan and lead fund management activities

 

Requirement

  • University graduate major in finance, economics or related disciplines;
  • Current license holder of Responsible Officer under the SFC for Type 4 and 9 regulated activities;
  • Sound knowledge of SFC, regulations and guidelines of relevant regulatory authorities and risk management control.

Company Info

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