Responsible Officer (SFC Type 4 and 9 License Holder)
United Great International Investment Limited
- Company Industries:Others
Job Information
- Post Date:2017-11-15
- Location:Not Specified
- Salary:Salary negotiable
- Employment Type:Full Time
- Job Function:Fund Management
Job Description
United Great International Investment Limited
(Licensed Corporation of Type 4 &9 regulation activities)
Responsibility
- To Supervise SFC Type 4 &9 regulated activities as a Responsible Officer;
- Overall supervision of company’s operation to ensure in compliance with the Company policies, statutory rules and regulations;
- Review and approve HKSFC related filing documents;
- Perform due diligence, investment evaluation and financial modelling for potential investees;
- Responsible for business development and market plan and lead fund management activities
Requirement
- University graduate major in finance, economics or related disciplines;
- Current license holder of Responsible Officer under the SFC for Type 4 and 9 regulated activities;
- Sound knowledge of SFC, regulations and guidelines of relevant regulatory authorities and risk management control.
Company Info
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