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Audit and Compliance Officer

Phillip Securities Group

  • Company Industries:Financial Services

Job Information

  • Post Date:2013-12-06
  • Career Level:Middle
  • Location:Central & Western Area
  • Yr(s) of Exp:2 years
  • Qualification:Degree
  • Employment Type:Full Time, Permanent
  • Job Function:Audit  Others  Legal & Compliance  
  • Benefits:Performance bonus

Job Description


You will be part of a dynamic team that promotes corporate governance and regulatory compliance within the group. You are responsible for establishing audit programs, conducting regular reviews and risk assessment, and monitoring of the business units to determine the state of compliance and identify gaps/deficiencies in procedures and processes or areas for improvement.


Requirements:

  • Degree holder in accounting
  • At least 2 years solid experience in a financial institution with compliance, risk monitoring or internal audit.  High regard will be given to applicants from international Audit Firms 
  • Strong command of both written and spoken English and Chinese
  • Self-motivated, independent, meticulous, analytical and responsible

 Candidates with more relevant experience may be considered for a senior post.


If you are looking for an environment of growth and opportunities, please direct a full resume, stating present and expected salary to P&A Department, Phillip Securities Group, 11/F., United Centre, 95 Queensway, Hong Kong, Attn: Personnel and Administration Department or e-mail to admin@phillip.com.hk.

"All personal data collection is for recruitment purposes. The data provided by job applicants will be used strictly in accordance with the employer's personal data policies, a copy of which will be provided immediately upon request."

Company Info

Why limit yourself

When you can be widely different?

Phillip Securities Group is a member of PhillipCapital. PhillipCapital was founded in Singapore in 1975. Our member companies operate in 16 financial hubs, with offices in Singapore, Hong Kong, China, US, Japan, UK, France, Australia, Malaysia, Thailand, Indonesia, Sri Lanka, Turkey, India, Cambodia and Dubai. Currently, we have more than 3,500 staff in Asia and Europe with total shareholders’ fund in excess of US$1 billion.

In Hong Kong since 1984, we offer a full range of financial services which include asset management, bond and securities broking, futures & options, foreign exchange, unit trusts, insurance, investor education and investment research. With a strong financial position and together with a 600+ dynamic sales force to provide high standard professional services to our clients, we are now one of the most fully fledged financial services firms in Hong Kong.

At Phillip, we provide you the necessary platform to scale to greater heights. If you have the drive and aggressiveness to go the extra mile, the opportunity awaits you. Don't miss the chance to join the winning team and advance your career with us!

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