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Compliance Manager - Marketing / Promotional Materials Review Focus (Financial)

FXCM

  • Company Industries:Financial Services

Job Information

  • Post Date:2018-03-12
  • Career Level:Middle
  • Location:Not Specified
  • Salary:Salary provided
  • Employment Type:Full Time, Permanent
  • Job Function:Financial Services  Equities / Capital Markets  Legal & Compliance  

Job Description

You will be responsible for:

  • Review Financial' s marketing material / promotional materials for sales and marketing department, including development/ production of sales and marketing materials for our Chinese / SEA market
  • Develop, implement, monitor regulatory and compliance framework for China and South East Asia (SEA) Market
  • Ensure all sales brochure, advertising, promotional materials, sales materials and arrangements are in compliance with the related legislation and regulations
  • Regularly liaise with the Sales and Marketing Department, our Compliance Teams in APAC regional and provide any regulatory changes, update and recommendations on compliance policies and procedures
  • Coordinate with Global Compliance Department & monitor standard business activities, functions and practices to ensure compliance with regulations and policies
  • Provide assistance on ad-hoc investigations in order to get background information to provide advice and recommendations
  • Establish and develop appropriate and effective internal compliance policies and procedures on any new regulatory requirements and business activities or products
  • Identify key compliance risks and weaknesses, and recommend enhanced procedures to improve operational efficiency and control
  • Conduct compliance training to in-house staff and perform any ad-hoc tasks assigned

Ideal candidate should meet our below requirements:

  • Degree holder in Commerce, Law, Audit or related disciplines with professional qualification such as Certified Public Accountant, Certified Internal Auditor, Certified Management Accountant, Qualified Lawyer are credits
  • At least 4 years’ experience in compliance preferably in finance industry with China business environment and regulatory exposure
  • Able to demonstrate his / her leadership style by providing a sound compliance & business recommendations 
  • Solid knowledge of regulatory requirements & good understanding of control concepts as well as compliance rules and regulations
  • Proficiency in English and Putonghua speaking & sound writing skills
  • Able to read and input Simplified and Traditional Chinese is a must
  • Candidate with less experience will be considered as Assistant Compliance Manager – Marketing / Promotional Materials Review Focus.

 Fringe Benefits: 

  • We are dedicated to fostering a Work Hard Play Hard, Friendly Working Culture being a Participation Organization of Work Life Balance (WLB) for 2017/2018.   We are an Equal Opportunity Employer and welcome applications from all walk of life and nationalities with the required skill and experiences.  

 Leading Remuneration & Supportive Package:

  • Career Development / In-house and on the job training / Comprehensive Medical Coverage / Life Insurance / Discretionary Bonus / Visa Sponsorship.

Work-Life Balance:

  • 5 day week / Monthly Birthday Staff Party / AL ranging from 10 to 23 working days / Marriage leaves / Full paid Maternity and Paternity leave / Annual Party  / Care for Community events.

If you are ready for a new challenge in your career, please send your full detailed resume with current & expected salary by clicking "Apply Now" below.

Information provided will be treated in strict confidence and only be used for recruitment-related purposes.

Company Info

Established in 1999 and headquartered in the UK, FXCM is a leading FX broker with a proven track record of market analytical excellence. FXCM has companies regulated in many jurisdictions across the world, including UK and Australia. Through relationships with multiple partners and affiliated companies, FXCM is able to provide abundant FX resources to the global market. Additionally, FXCM has offices, partners and affiliates in the major financial centers of the world, uniquely positioning FXCM to provide diversified market information around the world, such as Germany, France, Italy, Greece, Israel, South Africa etc.

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