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Compliance Assistant

Platinum Management Services Limited

  • Company Industries:Financial Services

Job Information

  • Post Date:2018-03-05
  • Career Level:Entry Level
  • Location:Not Specified
  • Salary:Salary negotiable
  • Employment Type:Full Time, Permanent
  • Job Function:Others  Company Secretary  Legal & Compliance  

Job Description

Responsibilities:-

 

  • Assist on registration, notification and examination matters to ensure compliance with statutory requirements.
  • Assist on all company secretarial tasks.
  • Handle and update licensing matters for all licensed individuals and corporate in all 3 offices.
  • Maintain and follow up on staff’s CPT attendance record.
  • Responsible for account opening and closure of Company bank account as well as securities account for clients.
  • To undertake ad-hoc projects as required.

 

Requirements:-

 

  • University graduates in law or accounting degree.
  • 1 year company secretary/compliance experience in the securities and investment banking industries is preferred. Fresh University graduates with no previous relevant working experience are also welcome to apply.
  • Self motivated, hardworking, independent and meticulous.
  • Able to work under pressure and work independently.
  • Good interpersonal communication skills.
  • Proficiency in both spoken and written English and Chinese, fluency in Mandarin is an advantage.

 

We offer a competitive compensation package to the right candidate. Interested parties please apply by clicking ‘Apply Now’ with a detailed resume.

 

(All applications will be treated in strictly confidential.  Applicants who are not invited for interview within 2 months may consider that their applications are unsuccessful.)

Company Info

Visit our website: www.platinum-asia.com

We are an Asian financial services group, providing a wide range of financial advisory and stockbroking services to our clients throughout the Asia Pacific Region. We are looking for a high calibre candidate for the following position:

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