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Responsible Officer for Type 1 & 2

Job Information

  • Post Date:2018-02-27
  • Career Level:Middle
  • Location:Not Specified
  • Salary:Salary negotiable
  • Employment Type:Full Time, Permanent
  • Job Function:Investment  Dealing & Trading  Order Processing & Operation / Settlement  

Job Description

Job Responsibilities:

  • Monitor daily dealing operation.
  • Review and check daily report from Ayers BOS System.
  • Individually manage client’s account opening.
  • Present business module with clients when required.
  • Monitor futures margin issue for the clients.
  • Co-operate with Settlement Officer to proceed daily settlement.
  •  Ad-hoc duties assigned by the management.

 Requirements:

  • RA1 and RA2 Responsible Officer of effective license in SFC.
  • At least 3 years relevant working experience and team management experience.
  • Familiar with stock and futures trading operation.
  • Familiar with futures operation and sharppoint (SP) futures trading platform
  • Familiar with SFO regulations. 
  • Able to manage ad-hoc issues (including HKEX and SFC).
  • Fluent speaking and writing in English and Mandarin.
  • Travel to Mainland China if necessary.

Interested parties please send your CV with expected salary to  HR department by clicking APPLY NOW. All information received would be kept confidential and only for internal use.

 

Company Info

Fulixin International Financial Holding Group is a renowned financial group specializing in Corporate Finance, Capital Management and Professional Service. Our core value and service includes private equity, IPO, M&A, wealth management, asset management, hedge funds, trust, taxation and immigration. We provide high quality financial services to our global customers with key focus on Asia pacific region. Our customers range from high-net worth individuals, multinational corporations, private enterprises, funds and financial institutions. With our cutting edge research on global market, wide range of products and specialized expertise we have assisted our customers in fulfilling their targets and achieving sustainable growth.

We commit to develop our people. We offer you excellent opportunities for career and professional development with full support training and job exposure. We are looking for high-caliber candidates who have passion for client services and professional excellence to join our Hong Kong team with the following position:

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