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Responsible Officer (Type 4 & 9 - Asset Management)

Pixiu Asset Management Limited

  • Company Industries:Others

Job Information

  • Post Date:2018-03-19
  • Career Level:Senior
  • Location:Not Specified
  • Salary:Salary negotiable
  • Employment Type:Full Time, Permanent
  • Job Function:Financial Services  Fund Management  Order Processing & Operation / Settlement  

Job Description

We are now looking for a fit & proper Responsible Officer who is eligible to supervise Type 4 and 9 regulated activities.

 

DESCRIPTION

  • Overall supervision of fund operation to ensure the compliance with the Company policies, statutory rules and regulations
  • Coordinate effectively with various teams and business partners to effectively mobilize resources and implement business / investment decisions for ultimate goals
  • Assist in all private fund projects, including fund structure set up, sales & marketing, product development
  • Ensure daily operations in compliance with HKSFC regulations
  • Help establish and strengthen internal operation flows to improve work efficiency

 

PROFILE

The Successful Applicant:

  • Degree holder in Finance or Business related disciplines
  • Current holder of SFC Responsible Officer license of Type 4 & 9
  • Minimum of 5 years asset management experiences
  • Sound knowledge of SFC, regulations and guidelines of relevant regulatory authorities and risk management control
  • Team player, cheerful personality to get along; has a strong sense of responsibility, honesty and trustworthiness, has an excellent work ethic and integrity
  • Proficiency in written and spoken English and Chinese (including Putonghua)

  

JOB OFFER

  • Work life balance!
  • Stable working hours - Mon to Fri
  • Attractive Discretionary Bonus
  • Medical Insurance
  • Bank Holidays
  • Convenience Location - Wanchai district
  • Small team based, close and flat culture

 

TO APPLY

Interested party please email your full resume and your present and expected salary to  hr @pixiugroup.com or by clicking "APPLY NOW".

Company Info

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