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Senior Compliance Associate (Foreign Exchange)

FXCM Global Services (HK) Ltd

  • Company Industries:Financial Services

Job Information

  • Post Date:2018-04-06
  • Career Level:Middle
  • Location:Not Specified
  • Salary:Salary provided
  • Employment Type:Full Time, Permanent
  • Job Function:Equities / Capital Markets  Others  Legal & Compliance  

Job Description

 Unique Opportunities at FXCM:

l   International exposure supporting global entities within FXCM Group

l   Gain knowledge of and experience in dealing with multiple regulated jurisdictions including US, UK and AU

l   Exposure to a range of Compliance duties covering the entire Asia region  

 

You will be responsible for:

  •  Strengthen, optimize and develop our Compliance team in HK office, supporting global business
  • Assist in tracking global regulatory development and coordinate with global compliance team in maintaining the global compliance program
  • Correspond with internal and external customers on compliance issues, such as Client Complaints, Trade Audits and examinations
  • Coordinate with Global Compliance Department & monitor standard business activities, functions and practices to ensure compliance with regulations and policies
  • Provide compliance training to in-house staff
  • Provide assistance on ad-hoc investigations in order to get background information to provide advice and recommendations
  • Establishing and developing appropriate and effective internal compliance policies and procedures on any new regulatory requirements and business activities or products
  • Comply, monitor and audit all statutory & relevant regulatory authorities’ requirements.
  • Prepare on-going development of compliance monitoring programs that are used for monitoring assignments
  • Identify key compliance risks and weaknesses and recommend enhanced procedures to improve operational efficiency and control
  • Perform any ad-hoc tasks assigned
  • Basic Salary plus discretionary quarterly bonus 

 

Ideal candidate should meet our below requirements:

  • 2 to 4 years’ Compliance or relevant industry experience. Degree in Commerce, Law, Audit or related disciplines.  With professional qualification such as certified public accounts, qualified lawyers are credits.
  • Able to demonstrate his leadership style by providing a sound compliance & business recommendations. 
  • Solid knowledge of regulatory requirements & good understanding of control concepts as well as compliance rules and regulations.
  • Proficiency in English and Putonghua speaking & sound writing skills
  • Able to read and input Simplified and Traditional Chinese is a must

 Fringe Benefits: 

  • We are dedicated to fostering a Work Hard Play Hard, Friendly Working Culture being a Participation Organization of Work Life Balance (WLB) for 2017/2018.   We are an Equal Opportunity Employer and welcome applications from all walk of life and nationalities with the required skill and experiences.  

 Leading Remuneration & Supportive Package:

  • Career Development / In-house and on the job training / Comprehensive Medical Coverage / Life Insurance / Discretionary Bonus / Visa Sponsorship.

Work-Life Balance:

  • 5 day week / Monthly Birthday Staff Party / AL ranging from 10 to 23 working days / Marriage leaves / Full paid Maternity and Paternity leave / Annual Party  / Care for Community events.

If you are ready for a new challenge in your career, please send your full detailed resume with current & expected salary by clicking "Apply Now" below.

Information provided will be treated in strict confidence and only be used for recruitment-related purposes.

Company Info

FXCM is a leading provider of online foreign exchange (FX) trading, CFD trading, and related services.  Founded in 1999 and headquartered in UK, the company's mission is to provide global traders with access to the world's largest and most liquid market by offering innovative trading tools, hiring excellent trading educators, meeting strict financial standards and striving for the best online trading experience in the market. Additionally, FXCM has offices, partners and affiliates in the major financial centers of the world, uniquely positioning FXCM to provide top notch trading experience around the world, such as Germany, France, Italy, Greece, Israel, South Africa etc. 

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