Responsibilities:

• Perform Control Self-Assessment (CSA) to ensure divisions / departments are in compliance with applicable regulatory rules and requirements
• Maintain an effective CSA checking mechanism and review approach
• Prepare reports on issues / non-compliance identified in CSA checking
• Assist divisions / department to prepare Key Risk Indicators (KRI) reports based on data provided by divisions / departments
• Review gap analysis reports prepared by divisions / departments and provide advice
• Review Operational Risk Event (ORE) Reports relating to non-compliance / breaches
• Monitor status of completion of remedial / preventive measures for exceptions identified in CSA, KRI reporting and Gap Analysis Report and report overdue remedial measures to the relevant management committee
• Co-ordinate and handle enquires from divisions / departments regarding regulatory compliance requirements and provide advice and recommendations
• Perform ad hoc duties as assigned by Head of Business Compliance or senior management

Requirements:
 
  

• University graduate or above in Accounting, Business Administration or related disciplines
• 6 years or above relevant experience in compliance / audit / operational risk management in the banking industry
• Professional qualifications of CPA, ACCA and/or CIA is an added asset
• Familiar with operations and possess knowledge of policies, procedures and regulatory requirements relating to bank business / operations
• Good communication and people management skills
• Strong analytical and interpersonal skills and capable to work independently
• Proficiency in written and spoken English and Chinese
• Candidates with less experience will be considered as Business Compliance Assistant Manager

Please send your application with full resume indicating current and expected salary, and quoting the above reference no.

For other vacancies, please visit our website: http://www.fubonbank.com.hk/

*All personal data provided by job applicants will be used for recruitment purposes only in accordance with the Bank’s Personal Data Information Collection Statement, a copy of which is available on our website: http://www.fubonbank.com.hk/web/html/sh_careers_e.html