Hong Kong [Change Country] Hong Kong JobsHong Kong Banking / Finance JobsHong Kong Financial Services Jobs Employers / Post Job
[ Log On ]

Responsible Officer (SFC RO 1)

HK Monkey Securities Limited

  • Company Industries:Others

Job Information

  • Post Date:2018-04-11
  • Career Level:Middle
  • Location:Not Specified
  • Salary:Salary negotiable
  • Employment Type:Full Time, Permanent
  • Job Function:Financial Services  Dealing & Trading  Top Executives (CEO, CFO, CTO, GM, MD etc.)  

Job Description

We look for a fit & proper Responsible Officer who is eligible to supervise Type 1 regulated activity.


Key responsibilities include:

  • Supervision of relevant SFC regulated activities to ensure compliance with the Company policies, statutory rules and regulations
  • Formulate, review and update the operational procedures to ensure full regulatory compliance
  • Business scope in Securities dealing and brokerage, underwriting and placement 
  • Support senior management and assist in various business development
  • Coordinate effectively with various teams and business partners to effectively implement business / investment decisions to ultimate goals
  • Ensure daily operations in compliance with HK SFC regulations
  • Help establish and strengthen internal operation flows to improve work efficiency



Job Requirements:

  • Degree holder in Finance or Business related disciplines
  • Minimum of 3 years management and 6 years working experience in relevant SFC regulated activities
  • Good in handling compliance matters for relevant SFC regulated activities
  • MUST be registered under SFC RA1 licensed as Responsible Officer or as Licensed Representative for over 6 years
  • Good financial market knowledge and strong compliance sense
  • Team player, cheerful personality; has a strong sense of responsibility, honesty and trustworthiness, has an excellent work ethic and integrity
  • Proficiency in written and spoken English and Chinese (including Putonghua)


We offer competitive remuneration packages to the right candidate. Interested parties please email your resume with CURRENT & EXPECTED SALARY & AVAILABLE DATE.

Company Info

Apply
Position Company Location Update
Subscribe job alert by email:
Email marketing by Spread