DESCRIPTION

• Provide support in compliance matters of the investment advisor / manager and its funds / portfolios;
• Oversee and manage the design, development, implementation, and maintenance of all aspects of AML/ATF programs;
• Consult and liaise with external counsels and advisors as needed;
• Keep the firm updated with their license (Type 4 and Type 9 RA) requirements;
• Answer enquiries from and establish good relationship with regulators;
• Monitor daily liquid capital position and compile semi-annual FRR to SFC to report portfolio holdings;
• Analyze and monitor the operational risks of the company.

PROFILE

The Successful Applicant:

• University graduate;
• Minimum 5 years of working experiences in compliance, preferably in the financial services environment such as asset management and banking;
• Familiar with the Securities and Futures Ordinance, regulations and all relevant rules and guidelines in relation to the fund management industry;
• Strong analytical skills, problem solving ability and attention to details;
• Excellent communication skills and articulate at both spoken and written in English, Cantonese and Mandarin;
• Self-motivated and ability to work independently.

JOB OFFER

• Work life balance!
• Stable working hours - Mon to Fri
• Attractive Discretionary Bonus
• Medical Insurance
• Bank Holidays
• Convenience Location - Wanchai district
• Small team based, close and flat culture

TO APPLY

Interested party please email your full resume and your present and expected salary to  hr @pixiugroup.com or by clicking "APPLY NOW".