Compliance Officer
Pixiu Asset Management Limited
- Company Industries:Others
Job Information
- Post Date:2018-04-09
- Career Level:Senior
- Location:Not Specified
- Salary:Salary negotiable
- Employment Type:Full Time, Permanent
- Job Function:Financial Services Others Legal & Compliance
Job Description
DESCRIPTION
- Provide support in compliance matters of the investment advisor / manager and its funds / portfolios;
- Oversee and manage the design, development, implementation, and maintenance of all aspects of AML/ATF programs;
- Consult and liaise with external counsels and advisors as needed;
- Keep the firm updated with their license (Type 4 and Type 9 RA) requirements;
- Answer enquiries from and establish good relationship with regulators;
- Monitor daily liquid capital position and compile semi-annual FRR to SFC to report portfolio holdings;
- Analyze and monitor the operational risks of the company.
PROFILE
The Successful Applicant:
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University graduate;
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Minimum 5 years of working experiences in compliance, preferably in the financial services environment such as asset management and banking;
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Familiar with the Securities and Futures Ordinance, regulations and all relevant rules and guidelines in relation to the fund management industry;
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Strong analytical skills, problem solving ability and attention to details;
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Excellent communication skills and articulate at both spoken and written in English, Cantonese and Mandarin;
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Self-motivated and ability to work independently.
JOB OFFER
- Work life balance!
- Stable working hours - Mon to Fri
- Attractive Discretionary Bonus
- Medical Insurance
- Bank Holidays
- Convenience Location - Wanchai district
- Small team based, close and flat culture
TO APPLY
Interested party please email your full resume and your present and expected salary to hr @pixiugroup.com or by clicking "APPLY NOW".
Company Info
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