Compliance Officer
XY Capital Limited
- Company Industries:Others
Job Information
- Post Date:2018-04-23
- Career Level:Middle
- Location:Not Specified
- Salary:Salary provided
- Employment Type:Full Time
- Job Function:Others Legal & Compliance
Job Description
The firm is looking to expand its team and is accepting candidates for the following role:
Compliance Officer
Responsibilities:
- Participate in all risk and compliance engagements such as internal audit, internal control review and SFO compliance review;
- Develop and maintain Risk and Compliance frameworks, policies and standards
- Ensure compliance with applicable laws and regulations
- Monitor local regulatory developments and coordinate with regulatory bodies such as SFC
Requirements:
- Degree or above in Law, Business Management or other related disciplines
- At least 2 years of relevant experience in compliance at a reputable buy-side firm; RA 1/2 is preferred
- Familiar with buy-side risk management and operational workflows
- Strong sense of compliance and risk prevention awareness
To apply, please send your detailed resume including your current and expected salary in English via Jobsdb or apply at our website.
Company Info
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