1.Manager-Investment Risk Management

    Responsibilities:

• To perform risk analysis and assessment on structured finance and PE investment on-shore and off-shore;
• To monitor investment portfolio risks ;
• To participate in due diligence of potential deals ;
• To draft and review risk management guidelines of structured finance and PE investment;
• To conduct ad hoc investigations and analysis into risk or market issues;
• To generate analytical reports and proposals for management review;
• To keep updated in related to compliance and risk regulatory requirement;
• To identify risk issues and develop, document, and implement appropriate action plans proactively.

    Requirements:

• Degree holder in Risk Management, Finance, Statistics, Accounting or other equivalent disciplines, and holder of CPA/ ICCA or CFA is preferred;
• Minimum 5 years in investment or risk management role in financial institution, of which at least 1 year in front business line;
• Hands-on experience in risk management analysis ;
• Good analytical and report writing skills;
• Proficiency in MS Office, e.g. worksheet creation;
• Good command of written and spoken English and Chinese including Putonghua.

2.Assistant Vice President /Vice president ––Market Risk Management (Asset Management Platform)

    Responsibilities:

• To perform risk analysis especially on fund investment;
• To monitor portfolio risk parameters;
• To draft and review risk management guidelines of Asset Management;
• To conduct ad hoc investigations and analysis into risk or market issues;
• To generate analytical reports and proposals for management review;
• To keep updated in related to compliance and risk regulatory requirement;
• To identify risk issues and develop, document, and implement appropriate action plans proactively.

    Requirements:

• Degree holder in Risk Management, Finance, Statistics, Business Administration, Mathematics or other equivalent disciplines, preferably with recognized professional qualifications or final stage candidates of CFA or FRM ;
• Minimum 5 years in investment or risk management role in financial institution, of which at least 1 year at management level;
• Hands-on experience in risk management analysis & modeling;
• Good analytical and report writing skills;
• Proficiency in MS Office, e.g. worksheet creation;
• Good command of written and spoken English and Chinese including Putonghua.

3. Assistant Vice President/ Vice President- Compliance Management (Asset Management Platform)

     Responsibilities:

• Perform compliance checking and review on investment products;
• Provide advisory services to business units on compliance and legal related matters;
• Liaise with SFC and other regulators;
• Being responsible for company's and representative's license application;
• maintenance and reporting to SFC, CPT monitoring and the maintenance of proper licensing with all relevant regulators;
• Assist to update procedure manuals and ensure the processes are in compliance with regulatory guidelines and internal policies;
• Review and provide regulatory and compliance advice on existing and new business initiatives (Investment, asset Management ,Financing, rights issue or share offerings);
• Handle ad-hoc legal and/ or compliance-related project as and when required.

     Requirements:

• University graduate in Law or related disciplines with relevant professional qualifications;
• At least 5 years of legal and compliance experience in Financial industry;
• Extensive knowledge of financial service regulatory and licensing requirements;
• Ability to liaise with external counsel if required;
• Good Command of Chinese and English (including Putonghua);
• A strong team player with excellent inter-personal and communication skills.

 Interested parties please forward your resume in both Chinese and English with availability.

 All information provided would be kept confidential and used for recruitment purpose only.