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Compliance Officer, Banking

Connexe Search Limited

  • Company Industries:Banking

Job Information

  • Post Date:2018-04-19
  • Career Level:Entry Level
  • Location:Not Specified
  • Salary:Salary negotiable
  • Employment Type:Full Time
  • Job Function:Investment  Fund Management  Legal & Compliance  

Job Description

Our client is a Corporate Banking with strong presence in Asia. They are currently looking for a high caliber to join their team.

Responsibilities:

  • Regular compliance monitoring reviews
  • Provide compliance advice to management and business units 
  • Review and update internal control policies and procedures and keep track of regulatory requirements
  • Communicate and liaise with regulatory authorities 
  • Develop and  compliance training and reviewing relevant legal documents

Requirements:

  • Accounting / Finance Degree or LLB with legal and compliance background is preferred;
  • Familiarized with investment products
  • 2 years' solid Compliance in Banking
  • Big 4 candidates are welcome
  • Proficient in spoken and written English and Mandarin 

To Apply:

Please click below to apply. Your application will be treated in the stricted confidence. Only shortlisted candidates will be contacted.

Company Info

Connexe Search is a Financial Executive Search firm that specializes in placing finance professionals within the investment banking and finance industry both in Hong Kong and across the Asia-Pacific region. Our clients remain a consistent group with whom we have established exclusive preferred supplier status and include: Bulge Bracket International Investment Banks, Top Tier Local Financial Institutions, Non-Bank Financial Institutions, Hedge Funds / Private Equity & Alternative Investment Vehicles.

Our success is directly attributable to a highly focused approach and a professional team providing innovative and creative recruitment solutions. In a period of rapid change and industry transformation, we handle the biggest risk in managing change: finding the right talent at the right time.

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