Risk Management & Compliance Officer
Xin Xiamen Capital Management (Hong Kong) Pte Ltd
- Company Industries:Others
Job Information
- Post Date:2018-04-30
- Location:Not Specified
- Salary:Salary negotiable
- Employment Type:Full Time, Permanent
- Job Function:Risk Management
Job Description
Responsibilities
-
To quantify, analyse and challenge the investment risks within the portfolio.
- Develop the Enterprise Risk Management (ERM) framework and other risk management processes such as addressing internal control, credit, market, liquidity, operational, technological, strategic & reputation risk etc.
- To draft, review & update policies, procedures and systems in preparation for licensing.
- Develop and implement compliance monitoring programs
- Ensure compliance with regulations, industry and company guidelines relating to fund management industry
- Training of employees on the established policies and procedures
- To provide periodic reports to the Board of Directors.
Post Licensing
- To monitor the regulatory and statutory changes; assess the impact and make necessary changes accordingly
- Follow up on compliance-related audit findings from auditors and follow up with rectification
- Ensure timely submission of reports to the regulatory authorities
- Coordinate and liaise with regulatory authorities
Requirements
-
At least 1-3 years working experience in risk management background
- Good tertiary degree
- Good writing and analytical skills, ability to work independently and perform multiple tasks simultaneously.
Company Info
Position | Company | Location | Update |
---|