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Risk Management & Compliance Officer

Job Information

  • Post Date:2018-04-30
  • Location:Not Specified
  • Salary:Salary negotiable
  • Employment Type:Full Time, Permanent
  • Job Function:Risk Management  

Job Description

Responsibilities

  • To quantify, analyse and challenge the investment risks within the portfolio.
  • Develop the Enterprise Risk Management (ERM) framework and other risk management processes such as addressing internal control, credit, market, liquidity, operational, technological, strategic & reputation risk etc.
  • To draft, review & update policies, procedures and systems in preparation for licensing.
  • Develop and implement compliance monitoring programs
  • Ensure compliance with regulations, industry and company guidelines relating to fund management industry
  • Training of employees on the established policies and procedures
  • To provide periodic reports to the Board of Directors.

Post Licensing

  • To monitor the regulatory and statutory changes; assess the impact and make necessary changes accordingly 
  • Follow up on compliance-related audit findings from auditors and follow up with  rectification
  • Ensure timely submission of reports to the regulatory authorities
  • Coordinate and liaise with regulatory authorities

 Requirements

  • At least 1-3 years working experience in risk management background
  • Good tertiary degree
  • Good writing and analytical skills, ability to work independently and perform multiple tasks simultaneously.

Company Info


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