Hong Kong [Change Country] Hong Kong JobsHong Kong Banking / Finance JobsHong Kong Financial Services Jobs Employers / Post Job
[ Log On ]

Responsible Officer (Type 4, 9 - Asset Management)

Wilson Securities Limited

  • Company Industries:Financial Services

Job Information

  • Post Date:2018-04-25
  • Career Level:Middle
  • Location:Not Specified
  • Salary:Salary negotiable
  • Employment Type:Full Time, Permanent
  • Job Function:Investment  Financial Services  Fund Management  

Job Description

Job Responsibilities:

  • Formulate, review and update the Company’s policies, guidelines and procedures
  • Overall supervision of fund operation and ensure all business activities comply with SFC rules and regulations as well as the Company’s policies and guidelines
  • Assist in formulating investment strategy and oversee investment of the company
  • Coordinate effectively with various teams and business partners to effectively implement business / investment decisions for ultimate goals
  • Participate in marketing, client servicing activities and products development
  • Act as Responsible Officer to supervise SFC regulated activities and ensure daily operations in compliance with SFC regulations
  • Help establish and strengthen internal operation flows to improve work efficiency

Job Requirements:

  • Degree holder in Finance or Business related disciplines
  • Minimum 5 years’ asset management experience in fund operation including middle to back office
  • Adept in handling compliance matters for asset management or fund house
  • MUST be registered under SFC RA9 or RA4,9 type license as Responsible Officer
  • Good financial market knowledge and strong compliance sense
  • Good PC knowledge including MS Office and Excel, etc
  • Proficiency in written and spoken English and Chinese (including Putonghua)

Interested parties please click "Apply Now" to submit your application.

Personal data collected will be used for recruitment purpose only.

Company Info

Apply
Position Company Location Update
Subscribe job alert by email:
Email marketing by Spread