Responsible Officer (RA 1,2,4,5,6,9)
Evergrande Securities (Hong Kong) Limited
- Company Industries:Financial Services
Job Information
- Post Date:2018-04-24
- Career Level:Entry Level
- Location:Not Specified
- Salary:Salary negotiable
- Employment Type:Full Time, Permanent
- Job Function:Investment Financial Services Fund Management
Job Description
Responsibilities: (RA 1,2,4,5,6,9)
- Supervise company’s Type 1, 2 ,6,9 and/or 4, 5 activities, in accordance with regulatory and compliance requirements
- Participate in daily management of Type 1, 2,6,9 and/or 4, 5 regulated activities
Requirements:
- Diploma or University graduate with solid knowledge SFC Type 1, 26,9 and/or 4, 5 activities
- Minimum 3 years of relevant experience
- Currently SFC registered RO for RA 1, 2,6,9 and/or RA 4, 5 RO license
- Proven experience of regulated activities
- Proactive and positive attitude with good inter-personal skills
- Trustworthy, reliable and loyal
Email resume and expected salary by clicking "Apply Now"
Company Info
Evergrande Securities (Hong Kong) Limited is a diversified financial services company with various products and services for institutional and retail clients. Its main businesses include securities, futures and corporate finance and asset management. For more information, please visit our website at www.gisf.hk.
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