Senior Compliance Manager
Guotai Junan Financial Holdings Limited
- Company Industries:Financial Services
Job Information
- Post Date:2018-04-30
- Career Level:Middle
- Location:Not Specified
- Salary:Salary negotiable
- Employment Type:Full Time, Permanent
- Job Function:Legal & Compliance
Job Description
Responsibilities:
Reporting to the Head of Legal and Compliance, the candidate should assist in :
- Providing high quality legal support to a leading Chinese securities group, including reviewing and revising deal related agreements and other legal documentation;
- Handling compliance and corporate governance related matters, including drafting policies and procedures and corporate documents;
- Managing KYC/AML related matters.
Requirements:
- Legal qualification obtained in HK, US, UK or PRC;
- At least 5 years experience working in reputable law firms or financial institutions;
- Fluency in Putonghua;
- At least 2 years Mainland working/education experience;
- Experience advising on PE investments is preferred.
We offer attractive remuneration package and fringe benefits to the right candidate. Interested applicants please forward your full resume with availability, present & expected salaries by pressing "Apply now".
All applications will be treated in the strictest confidence and personal data collected will be used for recruitment purpose only.
Company Info
國泰君安金融控股有限公司於2007年在香港註冊成立,是國泰君安證券股份有限公司(2611.HK)的全資子公司。根據集團的國際化戰略規劃,公司履行集團境外投資控股及資本管理職能,助力集團打造境外多資產類別交易平台,通過跨境協同聯動,參與集團跨境綜合金融服務。
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