Our client has a strong network and background in China and has an Asset Management company with SFC Type 4,9 license. Now the client is looking for a suitable candidates as the Responsible Officer and Head of Dealing Department for its new securites trading arm.

Job Responsibilities

• As a Type 1  responsible officer / Department Head to supervise the dealing activities
• Manage the account opening, KYC and daily dealing operations
• Manage the trading system and liasion with related parties such HKex, SFC
• Manage margin trading, margini call and set up related control policy
• Supervise and provide training to junior staff
• Formulate internal procedures to enhance business productivity and effectiveness
• Ensure daily operations comply with the SFO and statutory regulations

We are looking for a candidate who has minimum 10 years related industry experience with SFC Type 1 license and minimum 5 years management experience e.g. as a RO. Interest parties please send your full resume with current, expected salary by click “Apply Now”