Responsible Officer Type 1 (Head of Dealing Department)
Headland JCH Business Consultant
- Company Industries:Human Resources Management / Consultancy
Job Information
- Post Date:2018-05-26
- Career Level:Senior
- Location:Not Specified
- Salary:Salary negotiable
- Employment Type:Full Time, Permanent
- Job Function:Financial Services Dealing & Trading Equities / Capital Markets
Job Description
Our client has a strong network and background in China and has an Asset Management company with SFC Type 4,9 license. Now the client is looking for a suitable candidates as the Responsible Officer and Head of Dealing Department for its new securites trading arm.
Job Responsibilities
- As a Type 1 responsible officer / Department Head to supervise the dealing activities
- Manage the account opening, KYC and daily dealing operations
- Manage the trading system and liasion with related parties such HKex, SFC
- Manage margin trading, margini call and set up related control policy
- Supervise and provide training to junior staff
- Formulate internal procedures to enhance business productivity and effectiveness
- Ensure daily operations comply with the SFO and statutory regulations
We are looking for a candidate who has minimum 10 years related industry experience with SFC Type 1 license and minimum 5 years management experience e.g. as a RO. Interest parties please send your full resume with current, expected salary by click “Apply Now”
Company Info
JCH
Business Consultant Ltd. / Headland JCH Business Consultant are a consultant group specialized in compliance and license application.
Contact
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