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Responsible Officer Type 1 (Head of Dealing Department)

Headland JCH Business Consultant

  • Company Industries:Human Resources Management / Consultancy

Job Information

  • Post Date:2018-05-26
  • Career Level:Senior
  • Location:Not Specified
  • Salary:Salary negotiable
  • Employment Type:Full Time, Permanent
  • Job Function:Financial Services  Dealing & Trading  Equities / Capital Markets  

Job Description

Our client has a strong network and background in China and has an Asset Management company with SFC Type 4,9 license. Now the client is looking for a suitable candidates as the Responsible Officer and Head of Dealing Department for its new securites trading arm.

Job Responsibilities

  • As a Type 1  responsible officer / Department Head to supervise the dealing activities
  • Manage the account opening, KYC and daily dealing operations
  • Manage the trading system and liasion with related parties such HKex, SFC
  • Manage margin trading, margini call and set up related control policy
  • Supervise and provide training to junior staff
  • Formulate internal procedures to enhance business productivity and effectiveness
  • Ensure daily operations comply with the SFO and statutory regulations

We are looking for a candidate who has minimum 10 years related industry experience with SFC Type 1 license and minimum 5 years management experience e.g. as a RO. Interest parties please send your full resume with current, expected salary by click “Apply Now” 

Company Info

JCH Business Consultant Ltd. / Headland JCH Business Consultant are a consultant group specialized in compliance and license application.

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