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Officer – TRANSACTION CONTROL

UOB Kay Hian (Hong Kong) Limited

  • Company Industries:Financial Services

Job Information

  • Post Date:2018-05-24
  • Career Level:Entry Level
  • Location:Not Specified
  • Salary:Salary negotiable
  • Employment Type:Full Time
  • Job Function:Mortgage  Dealing & Trading  Others  

Job Description

Responsibilities:

  • Conduct Client Due Diligence checking for each trade transaction
  • Ensure transaction documents are completed with no error
  • Provide transaction data and documents for regular compliance testing
  • Explain sales procedure to salespersons
  • Monitor and report CIES client trade

Requirements:

  • With document and data management related experience in banks or financial institutions
  • Detail oriented and disciplined mentality
  • Good command of spoken and written English, Chinese
  • Well-versed in computer applications, e.g. Word, Excel
  • Good communication and interpersonal skills

Interested candidates are invited to send a comprehensive resume stating current and expected salaries to Head of Human Resources, UOB Kay Hian (Hong Kong) Limited, 15/F China Building, 29 Queen's Road Central, Hong Kong or by clicking below "Apply Now" button

Only shortlisted candidates will be notified

Company Info

We are the largest Singaporean stockbroker by both market capitalisation and size of sales-force, with an extensive foothold in the regional and global markets.  We are looking for qualified individuals to join us.

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