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Assistant Vice President-Regulator

Morgan McKinley

  • Company Industries:Human Resources Management/Consultancy

Job Information

  • Post Date:2018-07-10
  • Career Level:Senior
  • Location:Not Specified
  • Salary:Salary negotiable
  • Employment Type:Full Time, Permanent
  • Job Function:Audit  Financial Services  Legal & Compliance  

Job Description

Our Client is a leading Regulator in Hong Kong with offices globally in Asia and North America. They are looking to expand their compliance team and are currently looking for an AVP level candidate to join their team.

Responsibilites:

  • Report directly to a team lead in the team and working closely with 1-3 other colleagues
  • Review listing rules compliance and monitoring of the listing rules
  • Further develop the department's Compliance and Monitoring procedures
  • Perform onsite and offsite examination of various banks, securities, listed companies, etc.

Requirements:

  • Bachelor Degree in Finance/Risk/Legal or related discipline(s)
  • 7-10 years experience in audit with a strong focus on IPOs
  • Open to qualified lawyers in the corporate finance team and/or with IPO experience
  • Open to candidates straight from Big 4 audit team and transaction advisory department
  • Must be fluent in english, cantonese, and mandarin
  • Candidates with more experience will be considered for VP level

Company Info

About Morgan McKinley Hong Kong
Ranked as one of Deloitte's Top 'Best Managed Companies' and headquartered in Ireland, Morgan McKinley established in Hong Kong in 2003. Our company culture, built on trust, reward, and commitment to success, is based in the financial centre in Admiralty, with 30+ recruiters speaking Cantonese, Mandarin and English.

We specialise in permanent, contract and staffing solutions for the Financial Services, Human Resources, Commerce & Industry, Technology, Digital and I.T. markets and have a consistent track record working with leading financial services front office & operations, accounting & finance, risk, compliance, legal, audit, HR, Sales & Marketing businesses.

Visit https://www.morganmckinley.com.hk/ to know more about us!

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