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Compliance Officer

XY Capital Limited

  • Company Industries:Others

Job Information

  • Post Date:2018-07-06
  • Career Level:Middle
  • Location:Not Specified
  • Salary:Salary provided
  • Employment Type:Full Time
  • Job Function:Others  Legal & Compliance  

Job Description

The firm is looking to expand its team and is accepting candidates for the following role:

Compliance Officer

Responsibilities:

  • Participate in all risk and compliance engagements such as internal audit,  internal control review and SFO compliance review; 
  • Develop and maintain Risk and Compliance frameworks, policies and standards 
  • Ensure compliance with applicable laws and regulations
  • Monitor local regulatory developments and coordinate with regulatory bodies such as SFC 

Requirements:

  • Degree or above in Law, Business Management or other related disciplines 
  • At least 2 years of relevant experience in compliance at a reputable buy-side firm;  RA 1/2 is preferred 
  • Familiar with buy-side risk management and operational workflows 
  • Strong sense of compliance and risk prevention awareness 

To apply, please send your detailed resume including your current and expected salary in English via Jobsdb or apply at our website.

 

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