Responsible Officer (Type 1, 4 & 9)
KCG Securities Asia Limited
- Company Industries:Others
Job Information
- Post Date:2018-07-03
- Career Level:Senior
- Location:Not Specified
- Salary:Salary provided
- Employment Type:Full Time, Permanent
- Job Function:Investment Dealing & Trading Fund Management
Job Description
Responsibilities:
Act as Responsible Officer to supervise SFC Type 1, 4 & 9 regulated activities
Develop business strategies and oversee the development of asset management and/or investment management of the funds
Responsible for portfolio construction and performance measurement
Formulate, review and update the operations procedures to ensure full regulatory compliance
Provide support and assist to senior management on firm’s investment function
Implement business development and marketing plan
Requirements:
University graduates in business related disciplines
Must be a current SFC Type 9 Responsible Officer License holder or Licensed Representative for over 5 years
5 years of experience in SFC regulated activities and at least 2-3 years of management experience
Sound knowledge of SFO, SFC Code of Conduct and rules
Good command of written and spoken English and Chinese and Putonghua
Company Info
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