Mgr/Sr Manager - Compliance Review
Charterhouse Partnership
- Company Industries:Human Resources Management/Consultancy
Job Information
- Post Date:2018-07-11
- Career Level:Senior
- Location:Not Specified
- Salary:Salary provided
- Employment Type:Full Time
- Job Function:Audit Retail Banking Financial Services
Job Description
- Minimum 5 years compliance testing or review experience in commercial banking
- International commercial bank
- Required – Chinese and English language skills
Responsibilities:
- Conduct risk-based compliance reviews according to the Annual Compliance Review Plan.
- Identify and evaluate regulatory compliance risk and control issues and provide recommendations for improvement.
- Compile compliance review reports to highlight major regulatory compliance issues and risk implications.
- Conduct assigned special / ad-hoc reviews.
- Coordinate regulatory onsite and offsite examinations conducted by the regulators.
- Follow up management actions / rectification actions to resolve findings identified in compliance reviews and, where required, examinations undertaken by the regulators.
- To assist Head of Compliance Review to formulate and update compliance review related policies, programs and control procedures in accordance with regulatory rules and requirements.
- Review and monitor staff personal account dealing.
Requirements
Generic Competency Requirements:
- 6 years or above relevant experience
- Understand relevant policies and procedures of the Bank as well as regulatory requirements
- University degree business, finance, accounting or related discipline
- Minimum 5 years in audit / compliance / compliance review experience in Big 4 or in banking / financial services industry
- Proficiency in both English and Chinese, fluency in Mandarin is an advantage.
- Independent, positive working attitude, willing to work under pressure
If you are interested in finding out more about this career opportunity, please email your resume to Nestor Roldan [email protected] charterhouse.com.hk" Tel: (852) 3151 1320 Web: www.charterhouse.com.hk
Charterhouse Partnership Hong Kong is here to assist you in your job search. Our experienced recruitment consultants will provide you career advise and assist you in develop a tailored job search strategy
Company Info
Charterhouse is a global executive recruitment consultancy. We have offices throughout the world in Asia, Australia and the Middle East. In Hong Kong we have five specialist divisions: Banking & Finance; Sales & Marketing; Commerce Accounting, IT&T & Legal.
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