Responsibilities:

• Conduct compliance review on the bank’s businesses and ensure regulatory compliance
• Provide full range of compliance advisory and support to both frontline and back office on day-to-day operations and issues such as licensing, update of relevant procedural manuals, new marketing/product initiatives etc
• Handle enquiries from regulators and external parties
• Keep abreast of regulatory changes and drive the appropriate corresponding changes in policies and procedures for the compliance purpose
• Disseminate compliance-related information and publications to all relevant staff or departments
• Conduct compliance training and promote compliance awareness among associates

Requirements:

• Degree holder in law, finance, accounting or related disciplines
• Minimum 8 to 10 years’ solid experience in the field of banking compliance
• Sound knowledge in relevant banking laws, HKMA and SFC rules and regulations etc. with good familiarity of banking operations and controls
• Self-motivated, independent with strong analytical abilities and good judgement
• People-oriented and team players
• Proficiency in English and Chinese

Interested parties please send your detail resume in MS WORD format with current and expected salary through “APPLY NOW”

All data collected will be used for recruitment purpose only & will be used strictly confidential

Only shortlisted candidates will be notified