Responsibilities

• Assist Team Head to supervise a team supporting the business units in completing KYC routine review and non-routine review
• Supporting the business units in completing internal ML/TF risk assessment materials for KYC review
• Conduct negative news search and name screening of clients
• Perform KYC routine review and non-routine review - Ensure all related procedure and documentation required to complete KYC review are properly executed in compliance with regulatory requirements and internal AML policies
• Conduct procedure reviews on an on-going basis and ensure adherence to regulatory requirements and internal policies
• Work closely with business units to provide effective KYC review support services - Liaise with related stakeholders on KYC review related matters
• Manage and monitor the KYC review progress
• Prepare and review management reports - Provide coaching to team members
• Perform other ad hoc tasks as assigned by Team Head and/or Division Head

Requirements

• 5 subjects at Grade E/Level 2 or above in HKCEE/HKDSE, including English, Chinese and Mathematics, degree holder is preferred
• Minimum 1 year control-related experience on AML- and KYC-related area in a sizable financial institution and/or regulatory bodies, candidate with more than 3 years’ experience and capacity could be considered as sub-team head
• Attentive to details, compliance and control oriented, diligent, proactive and able to work under pressure
• Possession of good knowledge on banking operations, products and services. Self-motivated, independent with good communication and interpersonal skills
• AML/CFT compliance knowledge is preferred
• Familiar with the banking ordinance and rules, codes and guidelines issues by HKMA
• Project management experience is preferred - People-oriented and a team player
• Proficiency in both spoken and written English and Chinese (including Putonghua)
• Proficient in PC skills including MS Word and Excel
• Strategic minded with good analytical acumen - Pragmatic with strong drives for results