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Equities Compliance VP - Top Tier Investment Bank

Gravitas Recruitment Group (Hong Kong) Limited

  • Company Industries:Human Resources Management/Consultancy

Job Information

  • Post Date:2018-08-01
  • Location:Not Specified
  • Salary:Salary provided
  • Employment Type:Full Time, Permanent
  • Job Function:Financial Services  Equities / Capital Markets  

Job Description

Our client is a top tier European bank with Hong Kong as their main compliance hub. They have had a proven track record and strong presence in the APAC region and is looking to further expand. They are currently looking for a high caliber candidate to join their Global Markets Compliance team.

Responsibilities:

  • Work closely with front-line equities business and provide compliance advices
  • Ensure latest regulatory development in HK & APAC are clearly communicated  
  • Uphold and maintain strong compliance culture within the Global Markets Compliance department
  • Ensure equities business adhere to latest rules and regulations
  • Compliance advisory focusing on Prime Services platform
  • Work closely and providing compliance support to internal stakeholders
  • Liaise and handle any compliance enquiries/issues from HKMA & SFC
  • Identify and mitigate any compliance risks related to the Equities business
  • Handle any arising compliance issues and provide appropriate recommendations

 

Requirements:

  • Degree holder in Law, Business or related disciplines
  • 6 years+ experience in Equities compliance
  • Excellent product knowledge on cash equities, equity derivatives, futures & options
  • Solid knowledge of HK & APAC compliance regulations
  • Knowledge of Prime Services a definite advantage
  • Experience in trading floor compliance and dealing with traders
  • Excellent communication skills with strong stakeholder management
  • Proactive and strong problem-solving skills
  • Previous experience in Investment Banking

Our client offers excellent remuneration package to the right candidate.

Interested parties please contact Eunice Lee at 3907 0744/[email protected] gravitasgroup.com for an initial confidential discussion.

 

 

Company Info

Gravitas Recruitment Group is a multi-award-winning international recruitment consultancy with 6 offices globally across Hong Kong, Singapore & the United Kingdom.

Incorporated in 2010, Gravitas Group has successfully grown year on year and is globally regarded as one of the fastest organically growing recruitment groups in operation. Our external success is driven through deep market specialisms across Financial services and Technology that creates a unique client proposition and long-standing relationships. Our niche nature and compelling external proposition has been recognized by numerous recruitment bodies including the ‘Global Recruiter’ and the ‘Human Resources magazine’ where Gravitas has been voted Asia’s best Specialist Agency & Hong Kong’s best financial services agency in both 2018 & 2019 for both prestigious awards.

Internally and across all levels of our staff, investment through Learning & Development is key. We have a dedicated Training & Development function where our inhouse trainers deliver our proven & award-winning Consultant & Management Development Programs throughout the year. We also uphold a ratio of 1 manager to every 5 consultants to support fast track succession for all of our employees through prioritized nurture.

Gravitas offers global mobility with opportunities for individuals to further their careers in new locations and follow a meritocratic philosophy where individuals are promoted through their actions & results.

We are committed in ensuring our employees find Gravitas an enriching, rewarding and fun place to work where our company values of Respect, Integrity, Passion & Excellence are upheld.

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