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SFC - Responsible Officer (Type 9)

Mindset Asia Limited

  • Company Industries:Management Consultancy/Service

Job Information

  • Post Date:2018-08-01
  • Career Level:Senior
  • Location:Not Specified
  • Salary:Salary provided
  • Employment Type:Full Time, Permanent
  • Job Function:Fund Management  General Management  

Job Description

Excellent Career Opportunity for commercial minded Finance professional for a start up Asset Management firm, focusing on China fund management.

 

  • Responsible Officer for SFC Type 1, 4, 9 regulated activities
  • Supervision and implementation of fund business
  • Experience in portfolio risk & control and fund operation
  • Ensure statutory rules and regulations are in compliance
  • Lead and work closely with Professional Investment Team

  

Requirements:

 

  • University graduates preferred with finance professional qualification, such as CFA, CAIA, FRM or etc.
  • Holder of SFC RO9 license is a must
  • Minimum 10 years of working experience in financial institutions
  • Direct experience and strong track record in previous assignments
  • Previous experience in establishing new fund/asset management platform
  • Proven analytical, organizational and problem-solving skills
  • Entrepreneurial drive with strong interpersonal and communicational skills, both verbal and written in English and Chinese (Putonghua & Cantonese)

 

Interested parties can apply online by forwarding your resume and quoting the job reference. All applications will be strictly confidential and used for recruitment purposes only.

Company Info

Mindset Asia Limited specialises in search & selection for talented finance professionals for financial services sector and accounting & compliance professionals for all sectors.

For more information and job postings, please visit our website:www.mindsetasia.com

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