Assistant Compliance Officer
Yuanta Commercial Bank Co., Ltd. (Hong Kong Branch)
- Company Industries:Banking
Job Information
- Post Date:2018-08-01
- Location:Not Specified
- Salary:Salary provided
- Employment Type:Full Time, Permanent
- Job Function:Corporate Banking Legal & Compliance
Job Description
RESPONSIBILITIES
- Assisting implementation of compliance frameworks across the portfolio including new processes and procedures
- Support the analysis of new legislation or regulatory changes in Hong Kong and Taiwan and bringing the awareness of the business units;
- Assisting the drafting/updating policies, procedures and SOPs when necessary;
- Conducting self-assessment or ad-hoc review requested by regulators and management;
- Assisting in the submissions to enquiries from law enforcement agent and regulators and Head Office;
- Support compliance officer to provide compliance training and promoting compliance awareness;
- Complaints handling; and
- Assisting ad-hoc projects as required.
QUALIFICATIONS
- Education: Degree holder in Law, Economics, Business Administration or Commerce related discipline;
- Experience: Minimum 1 year of compliance or auditing experience in financial industry in Hong Kong; Financial knowledge in Taiwan financial markets is a plus.
- Character: High integrity, pay attention to details and willing to learn; Strong interpersonal and time management skills;
- Language Ability: Fluency in English and Mandarin; Good writing skills in both Chinese and English
- Ability: Team player who supports and respects others and is able to perform tasks independently;
Company Info
元大商業銀行 香港分行 (Yuanta Commercial Bank Co., Ltd. Hong Kong Branch)
元大銀行除持續秉持「誠信、穩健、服務、創新、關懷」之經營理念,並透過注重風險、客戶導向與目標管理等優質管理模式,提供客戶更多元、更完善之專業金融服務,為股東創造最大利潤及善盡社會責任。
Position | Company | Location | Update |
---|