Hong Kong [Change Country] Hong Kong JobsHong Kong Banking / Finance JobsHong Kong Corporate Banking Jobs Employers / Post Job
[ Log On ]

Assistant Compliance Officer

Job Information

  • Post Date:2018-08-01
  • Location:Not Specified
  • Salary:Salary provided
  • Employment Type:Full Time, Permanent
  • Job Function:Corporate Banking  Legal & Compliance  

Job Description

RESPONSIBILITIES

  • Assisting implementation of compliance frameworks across the portfolio including new processes and procedures
  • Support the analysis of new legislation or regulatory changes in Hong Kong and Taiwan and bringing the awareness of the business units;
  • Assisting the drafting/updating policies, procedures and SOPs when necessary;
  • Conducting self-assessment or ad-hoc review requested by regulators and management;
  • Assisting in the submissions to enquiries from law enforcement agent and regulators and Head Office;
  • Support compliance officer to provide compliance training and promoting compliance awareness;
  • Complaints handling; and
  • Assisting ad-hoc projects as required.

QUALIFICATIONS

  • Education: Degree holder in Law, Economics, Business Administration or Commerce related discipline;
  • Experience: Minimum 1 year of compliance or auditing experience in financial industry in Hong Kong; Financial knowledge in Taiwan financial markets is a plus.
  • Character: High integrity, pay attention to details and willing to learn; Strong interpersonal and time management skills;
  • Language Ability: Fluency in English and Mandarin; Good writing skills in both Chinese and English
  • Ability: Team player who supports and respects others and is able to perform tasks independently;

Company Info

元大商業銀行 香港分行 (Yuanta Commercial Bank Co., Ltd. Hong Kong Branch)

元大銀行除持續秉持「誠信、穩健、服務、創新、關懷」之經營理念,並透過注重風險、客戶導向與目標管理等優質管理模式,提供客戶更多元、更完善之專業金融服務,為股東創造最大利潤及善盡社會責任。

Apply
Position Company Location Update
Subscribe job alert by email:
Email marketing by Spread