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Assistant Compliance Officer

Standard Perpetual

  • Company Industries:Financial Services

Job Information

  • Post Date:2018-12-12
  • Career Level:Middle
  • Location:North Point
  • Yr(s) of Exp:1 years
  • Qualification:Degree
  • Salary:Salary negotiable
  • Employment Type:Full Time
  • Job Function:Consulting  Financial Services  Legal & Compliance  

Job Description

Responsibilities:

l  Handle regulatory and compliance issues on firm basis

l  Support business and product development and ensuring compliance with all applicable regulations

l  Advise business and operational management on regulatory and compliance aspects

l  Remain fully conversant with relevant global and local regulations

l  Deliver Compliance training and internal audit

Requirements:

l  Degree holder in Accounting/Law/Finance/Economics or related disciplines

l  At least 1 year of working experience on compliance / legal / audit function

l  Well-versed in SFC/HKEx rules and regulations and their compliance/practice

l  Fluency in Cantonese, Mandarin and English

l  Excellent Interpersonal, Communication and Presentation Skills

l  Mature, self-motivated and equipped with positive attitude and passion for performance excellence

 

We offer comprehensive remuneration package including salary, performance bonus, medical insurance, education and travel allowance with full training support.

All data supplied will be kept in strict confidentiality and used for employment related purposes. Only short-listed candidates will be contacted.

Company Info

As a rapid growing financial & professional firm, we commit to development of our people. We put people as our most important asset and require all employees to adhere to highest integrity and independence. You will find how these values, alongside technical expertise and practical experience through rigorous training, can bring you success.

The Group offers seven main stream services including Corporate and Capital Advisory, Trust, Emigration, Tax Planning, Global Investment, Wealth Management and Private Equity. We have extensive presence in Mainland China and Hong Kong and our clientele has been covering all over the World especially on medium to large enterprises, high net-worth individuals, and business professionals.

We are looking for high-caliber candidates who have passion for client services and professional excellence to join our Hong Kong team with the following position:

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