Responsibilities

• Establishing risk management framework to effectively/ proactively manage operational risk and building a strong risk culture to raise the compliance awareness of staff in Personal & Business Banking Group (“PBG”)
• Proactively drive the identification, assessment, measurement, mitigation and monitoring of operational risk in the assigned areas;  
• Defining the top risk themes with business stakeholders for e-Business and Marketing & Assets & Liabilities and Customer Strategy in each year, and setting up the focus area for control assurance checking to address these top risks in the monitoring program;
• Analyzing the risk data/ checking result to identify trend, concentration and/ or control loopholes, for management reporting;
• Conducting gap analysis and root cause analysis for external/ internal risk events to strengthen our control processes and business operating models;
• Present the risk profile for e-Business and Marketing & Assets & Liabilities and Customer Strategy in BORF and PBG Compliance Committee meeting for exercising senior management oversight on compliance with the regulatory requirements and internal policies.
• Work with business owner to develop Risk and Control Self-Assessment (RCSA) to identify key operational risks and effective mitigation actions/ measures.
• Review risk events/ incidents and customer complaints with regulatory and compliance concerns.
• Promote risks and control awareness.  Work with respective teams in the bank to review and enhance training materials and approaches as appropriate to enhance compliance and control quality.
• Coordinate and implement assigned bank/PBG-wide risk & compliance initiatives; including BCP, disaster recovery plan, Vendor risks management, information security bank-wide policy review; e.g. end user computing, customer data governance, etc.

Requirements

• Degree in Business, IT or related discipline.
• Possession of relevant professional qualifications, e.g. CISA, will be a plus. 
• Minimum 10 years of experience in/related to e-Business and/or business operations risk management, compliance, IT audit or control functions is preferable.
• Good understanding and knowledge of operational risk and internal control principles; ability to assess risk trends.
• Thorough knowledge of e-business/digital banking practices, operations and procedures.
• Mature, independent, responsible and detail-minded.
• Good interpersonal and communication skills.
• Proficiency in PC applications.
• Good command of written and spoken English and Chinese (including Putonghua).

For more details about career opportunities with the Bank, please visit our website http://www.cncbinternational.com/careers/en/index.jsp. Please apply with full resume stating current and expected salaries.

Personal data collected will be used for recruitment related purposes only. Applicants not invited for interview within 6 weeks may consider their applications unsuccessful. However, applicants may be considered for other suitable positions within the Group for a period of not more than 2 years. Personal data will be destroyed at any time after 3 months.

China CITIC Bank International is committed to being an equal opportunities employer and intends to provide a work environment free of unlawful discrimination or harassment. All employment decisions will be made in a non-discriminatory manner.