Responsible Officer (SFC Type 4 & 9)
Job Forest Limited
- Company Industries:Financial Services
Job Information
- Post Date:2018-12-19
- Career Level:Senior
- Location:Wan Chai
- Yr(s) of Exp:5 years
- Qualification:Degree
- Salary:Salary negotiable
- Employment Type:Full Time, Permanent
- Job Function:Financial Services Dealing & Trading Fund Management
Job Description
We are representing a number of well established Financial Groups in search of SFC registered Responsible Officers (Type 4 & 9) as follow:
Job Responsibilities:
- Supervise daily operations & SFC regulated activities in compliance with HKSFC regulations
- Establish and strengthen internal operation to improve work flow & efficiency
- Work with other department and colleagues in the enlarging of fund portfolio
Job Requirements:
- Degree holder in Finance or Business related disciplines
- Minimum of 4 years asset management experience, ideally in fund operation management including middle to back office
- Previous experience in setting up new asset management platform in Hong Kong is highly preferable
- Good ethic and strong in handling compliance matters for asset management or fund house
- MUST previously / recently be registered under SFC type 4 & 9 license as Responsible Officer
- Good financial market knowledge and strong compliance sense
- Team player, cheerful personality to get along; has a strong sense of responsibility, honesty and trustworthiness, has an excellent work ethic and integrity
- Proficiency in written and spoken English
**Attractive remuneration package with excellent fringe benefits will be offered to the right candidate.**
Interested parties, please send your FULL RESUME (in MS WORD format) with availability, current and expected salary to us
All information provided will be treated in strict confidence and used solely for recruitment purpose.
Company Info
Job Forest Limited is a professional recruitment consultancy focusing in placements for the sectors of Bank & Finance, IT, and Engineering.
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