Compliance Officer
CTL Recruitment & Consultation Service Limited
- Company Industries：Trading and Distribution
Job Information
- Post Date：2018-12-04
- Career Level：Entry Level
- Location：Not Specified
- Yr(s) of Exp：2 years
- Qualification：Degree
- Salary：Salary provided
- Employment Type：Permanent
- Job Function：Financial Services Legal & Compliance Asset Management
Job Description
Our Client is a fast-growing Securities firm with SFC type 1, 2, 4, 5, 9.
- Ensure company policies, internal control procedures & manuals are up-to-date with regulatory requirements and monitor adherence with these policies
- Provide staff training related to compliance guidelines and requirements
- Liaise with SFC and regulators for any inquiries and requests
- Assist in consultation raised by operation team relating to compliance issues, including due diligence and AML / PDD / KYC suitability policy
- Keep abreast of new regulatory requirements published by SFC and FATCA etc.
Requirements:
- University degree in Law, Finance or related disciplines
- Minimum 2 years of relevant experiences in financial industry
- Good knowledge of the SFO and SFC codes and Guidelines
- Detail-oriented, able to work independently and mature
- Excellent written and spoken English, Cantonese and Mandarin
Interested parties please APPLY NOW or contact Mr.Li via +852 2153 3391 for private discussion.
All personal data is collected for recruitment purpose only
Company Info
Your Search, End Here!
CTL is a professional talent recruitment and HR solutions consultancy in Hong Kong and Mainland China region, founded on the basis of putting our Clients and Candidates first, delivers straight forward results with minimum resources. Our professional consultants aim at meeting a Client’s needs of manpower requirements while putting a Candidate to a right career placement & development - The Right Talent in the Right Post, our successful match rate is exceptionally high.
CTL assures successful placements from entry to management level positions; diverse industries from accounting & finance, F & B, FMCG, HR & Admin., Information Technology and Sales & Marketing etc.; with multinational corporations to Global Fortune 500, listed companies as well as local SMEs.
CTL not only limited to the Talent Recruitment Solutions (TRS), we also provide tailor-made HR Management Solutions (HRMS) of consulting, RPO, payroll outsourcing, green-talent program and training & development program etc.
Email: [email protected]
Hotline: +852 2153 3395
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