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Securities Settlement Officer

Acer King Securities Limited

  • Company Industries:Others

Job Information

  • Post Date:2018-12-04
  • Career Level:Entry Level
  • Location:Sheung Wan
  • Qualification:Matriculated
  • Salary:Salary provided
  • Employment Type:Full Time, Permanent
  • Others:Recent Graduate will be considered
  • Job Function:Investment  Financial Services  Order Processing & Operation / Settlement  

Job Description

Responsibilities:

  • Oversees HK & Global securities markets settlements, handle CCASS operations
  • Monitor settlement team's daily operations, including trade confirmation preparation, SI / ATI / STI handling, corporate actions, nominee services, stock reconciliation, IPO and placement etc;
  • Monitor the settlement process and liaise with custodians and brokers to ensure timely trade settlement;
  • Handle and review credit & trading limit applications, conduct credit review and prepare risk analysis report for trading Equities and other products;
  • Monitor and manage the risk and credit quality of margin financing portfolio as well as collateral liquidity;
  • Perform Margin check, identify and manage irregularities;
  • Prepare performance reports for management review;
  • Perform stock holding reconciliation
  • Perform ad hoc assignments as required

Requirements:

  • 2 years relevant experience in settlement and operation
  • Familiar with CCASS and DCASS operations
  • Familiar with some back-office system e.g. Infocast / Ayers etc. (experiences in preparing System User Requirements and perform UATs in InvesTrade Backend System is highly preferred)
  • Proficiency in MS Word, Excel and Access
  • Responsibility, initiative, and ability to work under pressure
  • Fluent in written and spoken English and Chinese, fluency in Mandarin

We offer attractive remuneration package with fringe benefits to right candidates. Interested parties please send resume with present and expected salary via "Apply".

 

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