ASSISTANT VICE PRESIDENT – COMPLIANCE ASSURANCE, LEGAL & COMPLIANCE DEPARTMENT
Sumitomo Mitsui Banking Corporatio
- Company Industries:Banking
Job Information
- Post Date:2018-11-28
- Career Level:Middle
- Location:Central & Western Area
- Yr(s) of Exp:5 years
- Qualification:Degree
- Employment Type:Full Time, Permanent
- Job Function:Corporate Banking Legal & Compliance
Job Description
Job Duties & Responsibilities:
- Conduct compliance monitoring activities such as compliance reviews/self-reviews
- Identify potential regulatory risks in order to protect and enhance the reputation of the Bank
- Ensure applicable regulatory requirements and internal requirements are complied with effectively
- Follow up findings from Internal Audit Department or Regulatory Examinations
- Prepare regular and ad hoc reports to Branch management and Head Office
- Assist in other ad hoc compliance related tasks
- Carry out duties as instructed by the supervisor or management of the Bank
Requirements:
- University graduate, preferably with professional qualification (eg. CPA)
- Around 5 years’ relevant experience in legal and compliance, operational risk management, risk controls function and/or internal audit, etc.
- Sound knowledge in laws and regulations applicable for banking industry
- Good team player with strong interpersonal skills
- Good command of written and spoken English & Chinese
- Independent, self-motivated and able to work under pressure
Please apply with detailed resume stating latest and expected salary to The Human Resources Department, 8/F, One International Finance Centre, 1 Harbour View Street, Central, Hong Kong or by fax to 2206 2962 (confidential fax no.) or by clicking "Apply Now".
Application details will be used only for recruitment purposes, and will be destroyed after one year. Applicants may request access to, and correction of, personal data in relation to their applications by written request to our Head of Human Resources. Applicants not contacted after six weeks may consider their applications unsuccessful.
Company Info
Sumitomo Mitsui Banking Corporation (三井住友銀行) (incorporated in Japan with limited liability)is one of the major international banks and a leading arranger of specialized financial products worldwide. We now seek high calibre individuals with long-term career objectives to apply for the following position:
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