SFC Type 4 ,9 Responsible Officer
WL Capital Management Limited
- Company Industries:Financial Services
Job Information
- Post Date:2019-01-07
- Location:Sheung Wan
- Salary:Salary negotiable
- Employment Type:Full Time
- Job Function:Asset Management
Job Description
Key Responsibilities:
Oversee the process, operations and infrastructure of the firm
- Participate in all fund product development , including project due diligence, coordination of services provider and marketing events;
- Participate in portfolio construction and performance measurement in H.K. and other regions
- Analysis of Portfolio risk management and risk exposure including related reporting
- Act as Responsible Officer with management responsibilities and duties to supervise SFC regulated activities of the firm
- Formulate, review and update the operation procedures to ensure full regulatory compliance;
- Manage daily operations to ensure fully comply with all applicable laws, rules and regulations and standard of good market practices
- Structure and write comprehensive reports on given research topics
- Develop and execute business development and marketing plan;
- Introduce qualified client to the firm;
- Handle any other assigned duties
Requirements :
Minimum 5years of solid experience in asset management relating to portfolio management and fund management in any one of the areas :research , proprietary trading (with discretion), private equity, special situations and dealing with alternative investments.
- Current holder of SFC unconditional Responsible Officer license for Type 4 ,and Type 9 regulated activities
- Sound knowledge of regulations and guidelines of relevant regulatory authorities and risk management control
- Solid understanding about middle and back office operations, risk controls and investment process of fund management companies
- Ability to work under pressure , with strong analytical , leadership , presentation and interpersonal skills
- Team player , cheerful personality to get along ; has a strong sense of responsibility, honesty and trustworthiness, has an excellent work ethic and integrity .
If you are looking for a change and an environment of growth , please send your resume, stating your present and expected salary quoting the job reference to the HR Department
Company Info
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