Our Client is a well- established commercial bank in Greater China founded in 1995. The focus of business in Hong Kong is on corporate and investment banking. They are committed to providing professional, tailor-made and comprehensive financial services to facilitate enterprises' investment, operations and trade across the region.

Job Responsibilities: 

• Ensure the Bank adhere to all applicable laws (e.g. Banking Ordinance) and regulations (e.g. HKMA circulars and SPM etc.) and internal policies and procedures.
• Provide Compliance Advice to business units and other departments on compliance and regulatory issues (e.g. FATCA, CRS, PDPO etc).
• Coordinate and follow up on-site or offsite inspections, survey and self-assessment from regulators.
• Coordinate and provide regulatory updates to senior management and business units on a periodic basis.
• Coordinate and provide Compliance Training to raise awareness on latest compliance trends.
• Conduct Compliance reviews and follow up the remediation with business units.
• Assist in handling enquiries from regulatory or governmental authorities.
• Perform compliance related projects assigned.

Job Requirement : 

• Degree holder in Law, Accounting, Finance or related discipline(s).
• Minimum 4 years of compliance experience in financial institutions and/or regulatory bodies, with exposure to corporate banking environment an advantage.
• Good knowledge of rules, regulations and statutory requirements from Hong Kong Monetary Authority, familiarity with Securities and Futures Ordinance, relevant rules and regulations and advantage.
• Familiar with banking operations.
• Self-motivated, independent and pleasant personality with good communication, analytical and presentation skills.
• Good command of written and spoken English and Chinese including Putonghua.

Interested candidates please forward your resume in MS-word format, stating career history and salary expectation for application.  A private and confidential discussion will be arranged for shortlisted candidates.  All data collected will be used for recruitment purpose only