Responsibilities

• Monitor daily dealing activities and keep informing the up-to-date regulatory and legislative change to the relevant staff and business units
• Assist in drafting and/or reviewing policies and procedures
• Review KYC procedures to ensure compliance with regulatory rules and procedures
• Conduct compliance review, checking and assessments
• Liaise with the SFC on all licensing issues
• Perform ad hoc projects as required

Requirement

• University graduate in Finance, Law or related disciplines
• Sound knowledge of SFO and regulatory requirements and working knowledge of securities and futures products
• Initiative, self-motivated, efficiency, responsible, pleasant & able to work independently
• Fluent spoken and written English and Chinese (including Mandarin)
• Hands on experience in using MS Office; Word, Excel and PowerPoint

Remuneration will be commensurate with qualification and experience.  Please send your application with detailed resume

indicating both present and expected salary and date of availability to the Human Resources via email by clicking "Apply Now" or mail to Room 1003, 10/F., Infinitus Plaza, 199 Des Voeux Road Central, Hong Kong.

Personal data collected will be used for recruitment purpose only.