Assistant Vice President – Markets (Participant Surveillance)
Hong Kong Exchanges and Clearing Limited
- Company Industries:Financial Services
Job Information
- Post Date:2019-01-18
- Career Level:Middle
- Location:Central
- Yr(s) of Exp:7 years
- Qualification:Degree
- Salary:Salary negotiable
- Employment Type:Full Time
- Job Function:Financial Analyst Financial Controller Financial Services
Job Description
Job Responsibilities:
- Responsible for real-time and post-trade surveillance on equities and derivatives products using daily surveillance reports and alerts
- Perform due diligence check on different types of market participants’ applications, including registration as market makers, application for excess position limits, etc
- Conduct investigations on breaches of HKEX rules and requirements by market participants and follow up on their rectification measures
- Lead, manage and participate in market surveillance projects and special projects owned by other divisions
- Perform qualitative and quantitative analysis to interpret data, identify trends, deliver insights and present observations and findings to management
- Develop, review and maintain internal policies and procedures
- Communicate and interact with regulators, market participants and relevant internal departments
Requirements:
- University degree in Business Administration, Finance or related disciplines
- Working knowledge of the securities and derivatives markets. Good exposure to a wide variety of derivatives products is an advantage
- At least 6 years of relevant experience, preferably in well-established financial organisations
- Advanced analytical skills on handling large data set and report writing skills focused on delivering insights, with strong attention to details
- Experience in project management in various stages including planning, testing, implementation and monitoring is an advantage
- Hands-on experience in industry wide systems (e.g. Bloomberg, Reuters) and Microsoft Office (including Word, Excel and PowerPoint) and knowledge of programming (e.g. VBA) is an advantage
- Strong communication and interpersonal skills
- Excellent command of written and spoken English and Chinese (Cantonese); proficiency in Putonghua is an advantage
Company Info
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