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Senior Settlement Manager

First Shanghai Securities Ltd

  • Company Industries:Financial Services

Job Information

  • Post Date:2019-01-18
  • Career Level:Senior
  • Location:Central & Western Area
  • Yr(s) of Exp:8 years
  • Qualification:Degree
  • Employment Type:Full Time, Permanent
  • Others:Full Time, Permanent
  • Job Function:Financial Services  Others  Order Processing & Operation / Settlement  

Job Description

Job Responsibilities:

  • Manage and supervise daily back office activities including but not limited to securities/futures/bond settlement, corporate action, client fund transfers, IPO, placement and SBL etc.
  • Liaise with front office, banks, brokers and external authorities to follow up any settlement related issues
  • Ensure the operational procedures are compliance with relevant regulatory and ensure all transactions are processed accurately and efficiently
  • Implement and maintain effective internal control in the operating process to minimize risk exposure 
  • Participate in system enhancements, UAT and perform ad hoc assignments / duties as assigned

Job Requirements:

  • Degree holder in Finance, Business Administration or related disciplines
  • Minimum 8 years experience in a brokerage industry, with at least 3 years at managerial level in Settlement and Operations Department
  • Familiar with regulatory requirement, CCASS, DCASS and CTM operations
  • Mature, detail-minded, self-motivated and able to work under pressure 
  • Excellent communications skill and interpersonal skill
  • Strong leadership and organization skills
  • Proficiency in both spoken English, Chinese and Mandarin

 

We offer attractive package including 5 days work, 2 months year-end bonus and medical insurance to the right candidate. Please apply with full resume stating present & expected salary and date available to: The Human Resources Manager by clicking APPLY NOW.

 

(Personal data collected would be used for recruitment purpose only.)

Company Info

First Shanghai Securities Limited is a subsidiary of First Shanghai Investments Limited, which is a listed company in Hong Kong. To cope with our expansion, we invite high caliber candidate to fill the following position:

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