Large, prestigious financial services group is seeking to hire an experienced Compliance Manager for its Hong Kong office. 

• Large, prestigious financial services group
• Opportunity to lead a small team
• Around 1M base salary plus bonus

Responsibilities:

• Providing compliance advice on new business products and initiatives and conducting research on the applicability of relevant regulations
• Advising management, business, operations and other relevant departments on industry best practices and promoting compliance awareness and conducting training
• Implementing policies and procedures in relation to, and regularly review of, product marketing materials, sales programs, and advertisements to ensure compliance with legal and regulatory requirements
• Identifying and reporting allegations of non-compliance relating to protocols and suggest compliance planning improvements

Requirements:

• Bachelor’s degree or above
• At least 8 years of related compliance experience with a financial services company
• Knowledge and experience of  different financial products (equities, bonds, commodities, derivatives or funds)
• Strong communication skills in English and Chinese

If you are interested in finding out more about this career opportunity, please email your resume to Erica Wong, [email protected] charterhouse.com.hk  Tel: (852) 3151 1300 Web: www.charterhouse.com.hk

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