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Assistant Vice President - Markets (Data Client Audit)

Hong Kong Exchanges and Clearing Limited

  • Company Industries:Financial Services

Job Information

  • Post Date:2019-01-30
  • Career Level:Middle
  • Location:Central
  • Yr(s) of Exp:8 years
  • Qualification:Degree
  • Salary:Salary negotiable
  • Employment Type:Full Time
  • Job Function:Audit  Business Analysis / Data Analysis  Legal & Compliance  

Job Description

Job Reponsibilities:

  • Lead a small team to monitor compliance of market datalicensees by actively following market data business development, keeping trackof regulatory changes, planning and implementing annual inspection programme.
  • Communicateaudit findings, special incidents, market insights in status and review meetings;Write up audit reports and summary of resolution for management.
  • Strategically tackle and resolve unauthorized use anddissemination of HKEX market data by licensees or non-licensees.
  • Take an active role in advancing current market datapolicies and guidelines, assessing potential risk areas and improving controlmechanism.
  • Drivestandardization and automation of reporting, billing, payment andreconciliation process to mitigate risk and optimize efficiency.
  • Assist the section head in planning and preparation ofmanagement report, revenue analysis and department budget.
  • Handlead hoc assignments and cross-section duties as assigned by management.

Job Requirements:

  • Qualified accountant or university graduate inrelevant disciplines with at least 8 years of working experience in accounting,corporate finance, investment banking or a related field, of which at least 2 years at management/supervisory level.
  • Significant knowledge and understanding of the financialmarket, experience in market data business preferred.
  • Strong analytical skills to process and interpret largedata set using MS Excel, MS Access and other similar applications, experiencein project management such as RPA.
  • Good command of written and spoken English and Chinese(Cantonese and Putonghua), strong communication and presentation skills.
  • Independent and detail-oriented with conceptualthinking are crucial.
Applicants who do not hear from us within 6 weeks may consider their applications unsuccessful.  Personal data provided will only be used for the purpose of employment application to HKEX.

            

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