Assistant Vice President - Markets (Data Client Audit)
Hong Kong Exchanges and Clearing Limited
- Company Industries:Financial Services
Job Information
- Post Date:2019-01-30
- Career Level:Middle
- Location:Central
- Yr(s) of Exp:8 years
- Qualification:Degree
- Salary:Salary negotiable
- Employment Type:Full Time
- Job Function:Audit Business Analysis / Data Analysis Legal & Compliance
Job Description
Job Reponsibilities:
- Lead a small team to monitor compliance of market datalicensees by actively following market data business development, keeping trackof regulatory changes, planning and implementing annual inspection programme.
- Communicateaudit findings, special incidents, market insights in status and review meetings;Write up audit reports and summary of resolution for management.
- Strategically tackle and resolve unauthorized use anddissemination of HKEX market data by licensees or non-licensees.
- Take an active role in advancing current market datapolicies and guidelines, assessing potential risk areas and improving controlmechanism.
- Drivestandardization and automation of reporting, billing, payment andreconciliation process to mitigate risk and optimize efficiency.
- Assist the section head in planning and preparation ofmanagement report, revenue analysis and department budget.
- Handlead hoc assignments and cross-section duties as assigned by management.
Job Requirements:
- Qualified accountant or university graduate inrelevant disciplines with at least 8 years of working experience in accounting,corporate finance, investment banking or a related field, of which at least 2 years at management/supervisory level.
- Significant knowledge and understanding of the financialmarket, experience in market data business preferred.
- Strong analytical skills to process and interpret largedata set using MS Excel, MS Access and other similar applications, experiencein project management such as RPA.
- Good command of written and spoken English and Chinese(Cantonese and Putonghua), strong communication and presentation skills.
- Independent and detail-oriented with conceptualthinking are crucial.
Company Info
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