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交易负责人 (Type 2 and Type 5 RO)

Huatai (Hong Kong) Futures Limited

  • Company Industries:Financial Services

Job Information

  • Post Date:2019-02-11
  • Location:Sheung Wan
  • Salary:Salary negotiable
  • Employment Type:Full Time
  • Job Function:Dealing & Trading  

Job Description

工作職責:

 

  • 為證券及期貨業務提供交易、風險控制評估,制定政策,程序及提供交易、風險管理建議;
  • 確保交易及風險運作符合任何監管和集團要求,並確保所確定的問題得到適當處理和解決;
  • 按照香港證監會的規定監督日常運作,包括財政資源規則及交易守則,以確保有效遵守監管準則;
  • 主動識別,緩解和監控風險項目,定期向董事會提供風險評估和處理結果的報告;
  • 配合公司財務及合規部門協調,以確保其工作政策和程序符合監管要求並了解法規變更。

 

工作要求

 

  • 需持有交易、風險管理,經濟學或相關學科的學位或以上資格;
  • 至少5年以上的金融交易、風險管理相關經驗;
  • 有中資背景證券或期貨公司相關工作經驗者為優先;
  • 金融風險管理的資格,如FRMCFA; 強大的領導能力,能夠親自監督項目狀態並密切指導團隊及獨立工作;
  • 良好的溝通協調能力和人際交往能力,能夠與管理層、交易所、經紀商互動;
  • 熟練掌握流利中英文書面和口語、普通話。

Company Info

Huatai (Hong Kong) Futures Limited was incorporated in 2015 and is licensed under the Hong Kong Securities and Futures Commission, conducting Type 2 (Dealing in futures contracts) and Type 5 (Advising on futures contract) regulated activities. We are committed to offer premier client service and professional trading solutions to both individual and institutional clients. Our parent company is Huatai Futures Co. Ltd(Established on March 28th, 1994). It is a top-tier futures company with brokerage licenses in both commodity and financial futures trading, and has established its own brand in China futures industry after years of efforts.

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