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Compliance Manager

Huobi Asia Limited

  • Company Industries:Others

Job Information

  • Post Date:2019-02-11
  • Career Level:Middle
  • Location:Central
  • Yr(s) of Exp:5 years
  • Qualification:Degree
  • Salary:Salary negotiable
  • Employment Type:Full Time, Permanent
  • Job Function:Legal & Compliance  

Job Description

Job Responsibilities:

  • Advisory to business with regulatory requirements and Corporate Compliance Policy and Procedures,
  • Support business to develop new service and product advising associated compliance risks, includes license application where required for crypto assets
  • Keep track of applicable regulatory requirements to aligned business, guide with business conduct gap analysis and oversight the implementation;
  • Produce compliance management report for local management and Group Compliance;
  • Provide compliance training to aligned business and promote a compliance culture;
  • Primary contact point with regulatory bodies or industry associations (e.g. SFC, HKEX, etc.)
  • Proactively identify and escalate any issues and weakness in aligned business unit control environment
  • Assist in ad hoc projects or tasks as assigned by the management

Job Requirements:

  • Degree holder in Law, Business, Finance or related disciplines
  • At least 6 years solid experience in compliance / audit / operational risk management in financial services industry
  • Strong interest in Blockchain industry
  • Strong collaborative and interpersonal skills for building and maintaining effective working relationship with stakeholders and colleagues
  • Strong communication skills to deal with internal and external parties
  • Excellent command of written and spoken English and Chinesemandarin is a must
  • Able to work under pressure and work independently

Company Info

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