Compliance Manager
Huobi Asia Limited
- Company Industries:Others
Job Information
- Post Date:2019-02-11
- Career Level:Middle
- Location:Central
- Yr(s) of Exp:5 years
- Qualification:Degree
- Salary:Salary negotiable
- Employment Type:Full Time, Permanent
- Job Function:Legal & Compliance
Job Description
Job Responsibilities:
- Advisory to business with regulatory requirements and Corporate Compliance Policy and Procedures,
- Support business to develop new service and product advising associated compliance risks, includes license application where required for crypto assets
- Keep track of applicable regulatory requirements to aligned business, guide with business conduct gap analysis and oversight the implementation;
- Produce compliance management report for local management and Group Compliance;
- Provide compliance training to aligned business and promote a compliance culture;
- Primary contact point with regulatory bodies or industry associations (e.g. SFC, HKEX, etc.)
- Proactively identify and escalate any issues and weakness in aligned business unit control environment
- Assist in ad hoc projects or tasks as assigned by the management
Job Requirements:
- Degree holder in Law, Business, Finance or related disciplines
- At least 6 years solid experience in compliance / audit / operational risk management in financial services industry
- Strong interest in Blockchain industry
- Strong collaborative and interpersonal skills for building and maintaining effective working relationship with stakeholders and colleagues
- Strong communication skills to deal with internal and external parties
- Excellent command of written and spoken English and Chinese(mandarin) is a must
- Able to work under pressure and work independently
Company Info
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