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Officer, Branch Securities Service

Dah Sing Financial Grou

  • Company Industries:Financial Services

Job Information

  • Post Date:2019-02-22
  • Career Level:Entry Level
  • Location:Not Specified
  • Yr(s) of Exp:2 years
  • Qualification:School Certificate
  • Salary:Salary negotiable
  • Employment Type:Full Time, Permanent
  • Job Function:Investment  Dealing & Trading  Equities / Capital Markets  

Job Description

Station in a Branch Securities Trading Center as assigned from time to time, responsible for acquiring new securities customers and provide customers on securities trading related services, mainly opening securities accounts, execute buy/sell orders.

Main Responsibilities:

  • To acquire new securities customers through promotional campaigns, staff and customer referrals
  • To provide customers with market information, including stock prices and charts, but not investment advice
  • To receive, execute and confirm customer stock buy/sell orders
  • To provide service for any other securities related products/services, e.g. SISP, IPOs and margin financing
  • To explain the Bank’s securities product/service features, corporation action process, tariff and promotion offers to customers
  • To generate daily transaction report and reconcile details against customer orders, and pass to ABM of the stationing branch for verification
  • Provide on-job coaching to newly joined BSSOs
  • Ensure compliance with internal policies/guidelines and regulatory requirements at all times
  • To escalate any problems arising from daily routines and customer comments/complaints to business/branch manager

Requirements:

  • Form 5 or above with relevant qualification for RI licensing under HKMA
  • Minimum 2 years relevant working experiences
  • Good command of English and Cantonese. Proficiency in Putonghua preferred
  • Candidates with more experience will be considered for Senior Officer   

Please note that only shortlisted candidates will be notified.

Company Info

The Dah Sing Group is a leading financial services group in Hong Kong offering banking, insurance, financial and other related services through its growing network of over 70 branches in Hong Kong, Macau and Mainland China.

Our currency is caring, teamwork and progressiveness.  We accept that everyone is unique and different in talent, but alike in the capacity for growth. Our task is to shape a culture that creates a sense of pride in achieving something beyond just a job, and an environment where you can be your true and authentic self, like at home.

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